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The Financial Market Entry Office and Foreign Financial Business Operators Registration of a Financial Instruments Business

NO&T Japan Legal Update

著者等
佐佐木修
出版社
长岛・大野・常松律师事务所
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杂志
NO&T Japan Legal Update 第29号(2021年9月)
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英文

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请注意,本简报的目的是提供信息,并非提供法律建议。另外,本简报仅包括根据发行日(制作日)时点的信息,不包括该时点之后的信息。特别是速报可能会与现状的解释或惯例不同,敬请留意。

I. Introduction
In January 2021, the Financial Services Agency and Local Finance Bureaus (“Japanese Regulators”) established the Financial Market Entry Office to assist foreign financial business operators seeking to register as a financial instruments business in Japan. Before the establishment of the Financial Market Entry Office, foreign financial business operators were required to prepare and file application documents in Japanese to obtain the registration to carry on a financial instruments business. However, a partial amendment to the Cabinet Office Ordinance on Financial Instruments Business, etc. was promulgated and entered into force on January 12, 2021, which allows foreign financial business operators that meet certain requirements to prepare and file application documents in English for registration as a financial instruments business in Japan.

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