New Regulations on Safety Officers (Thailand)

Key Takeaway

In principle, the New Regulation overhauls the old criteria, qualifications, and requirements for appointment of safety officers, a safety committee, and a safety department in the workplace for several businesses. A summary of the major provisions is as follows:

1. Revised Target Businesses

The New Regulation is applicable to a wide range of businesses in the 64 businesses set forth in the annex to the New Regulation (please see the list at the bottom of this article). It categorizes the target businesses into List 1, List 2, and List 3, which correspond to the level of safety risk in the workplace: i.e., high, medium, and low, respectively. It would appear, from our review, that all of the businesses which are presently subject to the Former Regulation are also covered under the New Regulation; however, some – such as hotels, department stores, and hospitals – are subject to more stringent requirements than those under the Former Regulation. Moreover, the New Regulation is more specific in relation to the businesses subject to it, including in relation to businesses whose operators had, prior to its issuance, been unsure whether the Former Regulation applied to them. Those businesses include but are not limited to zoos; amusement parks; convention halls; cooperatives; securities businesses; insurance businesses; pawnshops; movie studios; sports stadiums; and restaurants or bars with live music or shows for entertainment.

2. Appointment of Safety Officers

In principle, the target businesses are required to appoint safety officers to supervise and manage the occupational safety, health, and environment in the workplace. The requirements in respect of the level of safety officer vary depending on (i) the categorization of the businesses pursuant to the relevant List under the New Regulation and (ii) the number of employees in the workplace. All are summarized per the table below.

Upon consideration of the New Regulation, we understand that many businesses who have duly registered safety officers for their business can continue operation without the need for any new appointment of safety officers. However, we recommend that certain businesses, especially those in the service sector, verify the New Regulation and ensure compliance therewith, since the requirements relating to safety officers with respect to some of them have changed. For instance, the Former Regulation required hotels, department stores, and hospitals which have 20 employees or more to appoint only a safety officer at supervisor level and a safety officer at management level. However, the New Regulation categorizes them as businesses in List 2 and therefore required to additionally appoint a safety officer at technical level or higher level, depending on the number of employees.

3. Qualifications and Duties of Safety Officers

Under the New Regulation, the qualifications and duties of safety officers are rather similar to those under the Former Regulation. However, there are some changes, highlighted as follows:

• 3.1 Qualifications of Safety Officer at Technical Level
  The safety officer at technical level is no longer limited to persons who hold a bachelor’s degree in occupational health or have been working as a safety officer at supervisor level. The New Regulation allows a business to select its employees holding any educational degree to attend the training and register as the safety officer at technical level of the workplace.
• 3.2 Qualifications of Safety Officer at Professional Level
  Likewise, the safety officer at professional level is no longer limited to persons who hold a bachelor’s degree in occupational health or have been working as the safety officer at advanced technical level for over 5 years. The New Regulation allows any person who has graduated with at least a bachelor’s degree, in any field, and who possesses work experience of more than 5 years in the business under List 1 or List 2 and passes the training within 5 years from the enforcement of the New Regulation, to register as the safety officer at professional level. The DLPW is in the process of drafting the details of such training program, and the details are expected to be issued in the very near future.
• 3.3 Duties of Safety Officer at Supervisor Level
  Any person who is appointed as the safety officer at supervisor level has the additional duty of preparing a manual concerning the occupational safety, health, and environment for the business unit of which he/she is in charge. This manual must be reviewed every 6 months.
• 3.4 Duties of Safety Officer at Technical Level
  Under the Former Regulation, the safety officer at technical level may be stationed at the workplace for only 1 hour per day. However, under the New Regulation, the safety officer at technical level must be stationed full-time at the workplace.
• 3.5 Training Duties of Safety Officer
  Under the New Regulation, the respective safety officers at technical level, advanced technical level, and professional level must attend a training or program, for at least 12 hours per year, to develop their knowledge on safety in the workplace, and the business must report to the relevant official within 30 days after the completion of such training or program. The DLPW is in the process of drafting the details of such training or program, and the details are expected to be issued in the very near future.

4. Requirement for Safety Committee

The legal requirements under the Former Regulation with respect to a business with 50 employees or more to establish the Committee on Occupational Safety, Health and Environment of the Workplace (the “Safety Committee”) remain the same under the New Regulation, with the exception of the minor change, under the New Regulation, that the employees can freely choose their representatives on the Safety Committee by any method –i.e., there is no longer the limitation of “election”.

5. Requirement for Safety Department

Under the New Regulation, businesses in List 2 who have 200 or more employees, and businesses in List 1, must establish a safety department of the workplace, in the same way required under the Former Regulation. From our reviewing, the New Regulation should not affect those businesses that have already set up a safety department under the Former Regulation. However, businesses which under the Former Regulation had no safety department but whose business falls under List 1 or List 2 under the New Regulation needs to prepare for the establishment of the safety department if the number of their employees reaches the minimum requirement.

This New Regulation also clarifies that an executive (head) of the safety department cannot hold the position of safety officer at professional level for the workplace simultaneously. As a result, if the safety officer at professional level is promoted to be the executive (head) of the safety department, the business must appoint a new safety officer at professional level for the vacant position.

6. Duty to Report

In general, the existing responsibilities of the business to register the appointment of safety officers and submit the safety officers’ operational performance reports periodically remain unchanged. However, the New Regulation introduces new reporting duties on the part of the business, as follows:

• 6.1 For businesses required to establish the safety department under the New Regulation, the name of the executive (head) of the safety department must be registered with the DLPW within 30 days from the date of appointment.
• 6.2 If safety officers or executives (head) of the safety department are to resign or be removed from their position, either the business or a safety officer or executive (head) of the safety department must notify the DLPW within 30 days from the date of resignation or removal.
• 6.3 The safety officer at technical level must prepare and submit the ‘operational performance report of the safety officer’ to the relevant official.
• 6.4 The period in respect of submission of the operational performance report of the safety officer is reduced from every 3 months under the Former Regulation to every 6 months under the New Regulation, i.e. by 30 June and 31 December of each year.

Conclusion

The New Regulation is expected to enhance safety in the workplace. During the transitional period, all the existing safety officers, executives (head) of the safety department, and the member in the Safety Committee, appointed or established under the Former Regulation remains valid while the New Regulation remains in effect. However, for any business which has already provided training to employees in order to comply with the Former Regulation but has not yet registered (if legally required) with the DLPW, please note that it is likely that the training program already conducted may not be acceptable under the New Regulation. Furthermore, as the New Regulation is applicable to a wide range of businesses, many businesses, especially those in the service sector, must study and implement the New Regulation since they may be subject to more stringent legal requirements.

Please feel free to contact us if you have any comments or questions.